News and Announcements

ACA Group and the Investment Adviser Association Announce Strategic Partnership

Press Release / By

ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers. The move is designed to reinforce ACA’s unwavering commitment to providing

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ACA Group Continues to Enhance Compliance Team with New Hires: Former CCOs, Examiners, and General Counsels

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ACA has recently welcomed several new members to our investment adviser practice, all of whom bring years of experience and skills to the team. These additions help us accommodate the developing regulatory landscape and meet our client’s specific needs. Some of our new hires include in alphabetical order: Brian Applegate Brian Applegate joined ACA in

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96% of Firms Unprepared for the FCA ‘s New Prudential Regime

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With less than six months to go until UK investment firms are subjected to a completely new prudential regime, a recent survey from ACA Group, reveals that the industry is vastly underprepared. & The data shows that just 4% of respondents are ready and capitalised for the FCA ‘s new Investment Firm Prudential Regime (IFPR)

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Waters Rankings 2021 Name ACA Group’s ComplianceAlpha® Best Anti-Money Laundering Compliance Solution Provider

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ACA Group (ACA) today announced that ComplianceAlpha®, its regulatory technology (RegTech) platform, has been named Best Anti-Money Laundering Compliance Solution Provider in the Waters Rankings 2021, which are determined exclusively by members of the global capital markets community. This accolade recognizes the power of ACA’s ComplianceAlpha AML KYC/CIP monitoring functionality, which is supported by ACA’s

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ACA’s Regulatory Reporting Monitoring & Assurance (ARRMA) service winner of the 2021 HFM European Technology Awards

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ACA Group is delighted to announce that our ACA Regulatory Reporting Monitoring & Assurance (ARRMA) service has been selected as the winner of the Best Regulatory Reporting Solution in the 2021 HFM European Technology Awards. These awards aim to recognise and reward hedge fund service providers who have demonstrated exceptional client service, innovation, and strong

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ACA Group Hires New Chief Commercial Officer Aimee Egan

Press Release / By

ACA Group (ACA) today announced that Aimee Egan has joined the firm to lead all go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer. Aimee will join ACA’s executive leadership team and will oversee the execution of ACA’s growth plan. Aimee joins ACA with over 20 years of experience

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Majority of Firms in Breach of Transaction Reporting Requirements

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Data from a Freedom of Information Act request to the FCA has revealed that firms are either transaction reporting incorrectly or not adhering to the MiFIR requirement to monitor their reporting using submission data made available to them by the FCA. The information provided by the FCA and requested by ACA Group (ACA) showed that

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New Research Shows That 97% of Firms are Reporting Incorrectly Under MiFIR/EMIR

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97% of reports under MIFIR/EMIR contain inaccuracies On average each report has 30 separate error types Despite this, 87% of firms are confident in the quality of their reports On the anniversary of EMIR REFIT, data quality is still poor New research from ACA Group, the leading governance, risk, and compliance (GRC) advisor in financial

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ACA Group Enhances Compliance Team with New Hires: Former CCOs, Attorneys, and Regulators

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To best serve the unique and evolving needs of our clients, ACA is adding a number of outstanding professionals to our investment adviser compliance practice. In the past few months, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Some of

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