News and Announcements

ACA Group Expands U.S. Compliance Team with Former SEC and FINRA Regulators, In-House CCOs, Seasoned Regulatory Consultants, and Attorneys

At ACA Group, we are committed to meeting the needs of our clients. We have a deep bench of experienced professionals with practical and first-hand knowledge of the issues our clients face. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the

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ACA Group Acquires Encore Compliance Adding AI Technology to Enhance Managed Services Capabilities

Acquisition enhances ACA’s technology solutions to support day-to-day compliance requirements and reduce risk New York and London, July 29, 2024 – ACA Group (ACA), the leading provider of governance, risk, and compliance (GRC) solutions to clients in the financial services industry, announced the acquisition of Encore Compliance (Encore), a leader in AI-driven risk management services

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Advisers’ Concerns of Off-Channel Communications Surpasses the Marketing Rule as Top Compliance Concern, Survey Reveals

Washington, DC (July 16, 2024) – Advisers’ concerns of off-channel communications eclipsed the Marketing Rule as the top compliance concern, according to the 2024 Investment Management Compliance Testing Survey published today. Electronic communications surveillance/off-channel communications was identified by 59% of survey respondents as the “hottest” compliance topic. Advertising/marketing followed closely by 57% of respondents and

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ACA Group Named Most Preferred Workplace by Marksmen/India Today 2024-2025

We are thrilled to announce that ACA Group (ACA) was recognized by Marksmen Daily for Most Preferred Workplace for 2024-2025 at the New Delhi capitol on June 21, 2024. The recognition is an annual award given to global organizations who understand the value of human contributions and that are ideally poised to tap into the

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Apex Group and ACA Form Strategic Partnership to Enhance Client Experience

June 11, 2024 – Apex Group, a leading financial services business, and ACA Group (ACA), the leading governance, risk, and compliance advisor in financial services, announce a strategic partnership to offer their respective clients a broader range of services to enhance the overall customer experience. This alliance creates a co-referral arrangement that will improve client

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ACA’s Commitment to Client Success Deepens with the Appointment of New COO

ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in financial services, is delighted to announce the appointment of Jean-Christophe Chandumont (JC) as Chief Operating Officer (COO). This strategic hire underscores ACA’s commitment to operational excellence and client satisfaction. JC brings a wealth of experience from his tenure at BlackRock and JPMorgan Chase,

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ACA Group Announces Agreement to Acquire UMB Distribution Services, LLC

New York, NY, May 30, 2024 – ACA Group (ACA), the leading provider of governance, risk, and compliance (GRC) solutions to clients in the financial services industry, today announced its intent to acquire the broker-dealer distribution business from UMB Fund Services, a subsidiary of UMB Financial Corporation (Nasdaq: UMBF) (UMB). The transaction is expected to

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ACA Honored in Inaugural FinCrimeTech50 Award for 2024

We are honored to be one of the first firms to be recognized by the FinCrimeTech50 in its inaugural year. This accolade recognizes the world’s leading tech companies dedicated to fighting money laundering, fraud, and financial crime within the financial services industry. Being listed among the FinCrimeTech50 underscores our commitment to innovation and excellence in

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ACA Mirabella Celebrates Ninth Consecutive Year of Success at With Intelligence HFM European Services Awards

London, UK – ACA Group, the leading provider of governance, risk, and compliance (GRC) solutions, is proud to announce its exceptional achievement at the With Intelligence HFM European Services Awards, held on April 25, 2024 in London. ACA Group has secured victory in three prestigious categories, reaffirming its position as the premier partner for hedge

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