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2025 ACA Conference
Join us in sunny Orlando, Florida for ACA’s 2025 Conference, “Preparing Today, Protecting Tomorrow,” where industry leaders and experts will...
Steering Compliance Through Market Volatility and Shifts
The current U.S. political environment is unlike anything we’ve seen before, with fast-moving developments that make it challenging for investment...
Global Regulatory Outlook for Cybersecurity
Staying ahead of cybersecurity regulations is becoming more challenging as new rules emerge, enforcement intensifies, and compliance expectations evolve. How...
2025 FINRA Priorities and Hot Topics
Join us as we discuss how the recently released FINRA 2025 Regulatory Oversight Report may impact you and your compliance...
2025 Regulatory Horizon Insights into DFSA and FSRA Priorities for Asset Managers
Understanding the evolving regulatory environment in the UAE is critical for hedge funds and alternative investment firms looking to thrive...
Trends in the Application of the Guidance Statement for OCIO Portfolios: How Are OCIO Firms Applying this New Policy?
OCIO firms are grappling with how to navigate the new Global Investment Performance Standards (GIPS®) requirements set out in the...
Cybersecurity Oversight for Private Equity:Â Benchmarks, Insights, and Strategies for Portfolio Company Resilience
As private equity sponsors (PE) face an increasingly complex cybersecurity landscape, gaining deeper insights into the cybersecurity programs of their...
Unlocking Success: How Managed Investment Performance Services Drive Business Excellence
Ensuring investment performance numbers comply with investor and regulator expectations is not an easy task. What’s more, firms are continually...
Global Focus on Financial Crime: Emerging Regulatory Trends and Compliance Strategies Across the U.S., EU, and UAE
Anti-money laundering (AML) and countering the financing of terrorism (CFT) is a focus for regulators globally. With heightened monitoring, transparency,...
The Seven Deadly Sins of ICARA Compliance: Navigating Pitfalls and Embracing Best Practices
The FCA’s ICARA (Internal Capital Adequacy and Risk Assessment) requirements under the IFPR (Investment Firm Prudential Regime) aim to help...
Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks and Mock Reviews
In light of the Financial Conduct Authority’s (FCA) proposals to announce enforcement investigations against firms and its continuing emphasis on...
Regulatory Readiness in the UAE: Meeting DFSA and FSRA Standards
Financial firms operating in the Dubai International Financial Centre (DIFC) and the Abu Dhabi Global Market (ADGM) face heightened expectations...