Cybersecurity and Risk Insights and Alerts

Cyber risks and threats continue to evolve, and firms are under pressure to meet SEC and FCA expectations for operational resilience as well as their own internal and client expectations for cybersecurity and privacy. Stay current on the latest cybersecurity, privacy, and risk threat and regulatory alerts, and build your cybersecurity and privacy knowledge with insights from our cybersecurity and technology risk experts.

ACA Aponix Cybersecurity Checklist

Download and review the following cybersecurity safeguards and evaluate your firm’s cybersecurity program.

Cyber alerts and insights

ACA Threat Intelligence Alert Blog Image

Firms Report Phishing Attempts That Impersonate Microsoft®

Multiple firms (including ACA) have reported recent receipt of phishing emails claiming to be from Microsoft. The emails are clearly spoofed. In this alert, we explain how to spot a phishing attempt.

Cyber Alert
  • Cybersecurity
  • Phishing
highway at night from overhead

Ransomware 101 Part 1: A Growing Threat to Financial Services Firms

Ransomware is an evolving and serious problem, particularly for financial services firms. In the first of a three-part blog series, we answer the question, “Why is ransomware a threat to my business?"

Article
  • Cybersecurity
ACA Threat Intelligence Alert Blog Image

Critical Security Flaw Discovered in Fortinet Security Products Require Upgrade

Remote attackers can exploit a flaw in Fortinet to gain unauthorized access to devices, and then exfiltrate data or perform other criminal activities from within the breached network.

Cyber Alert
  • Cybersecurity
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The Department of Homeland Security Requires Pipeline Operators to Set Cybersecurity Safeguards

The U.S. TSA and DHS have issued a directive to operators of fuel and gas pipelines that requires them to improve their cybersecurity defenses.

Cyber Alert
  • Cybersecurity
  • Portfolio Company Risk Management
Roads and roundabouts

Protecting Your Business as Offices Reopen: A Seven Step Cybersecurity Action Plan for Physical and Hybrid Work Environments

ACA Aponix’s cybersecurity experts have developed the following action plan to help your firm review, revise, and implement a strong cyber program that will help protect your firm against reputational and financial damage as well as meet regulatory obligations, no matter what type of work model you’re employing.

Article
  • Cybersecurity
  • Cybersecurity Resources
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SEC to Investment Advisers: Cybersecurity Must Be a Comprehensive, Continually Evolving Program

This was the topic of discussion between the SEC’s Keith Cassidy, Head of the SEC’s Technology and Controls Program, and ACA Aponix® partner Mike Pappacena, during ACA’s spring conference. They discussed why the threat of a cyber-attack is so acute for investment advisers, how they can best protect themselves and their clients, and what the SEC expects from investment advisers’ cyber programs. Here are some highlights from their conversation.

Cyber Alert
  • Cybersecurity