Solutions

Independent Oversight for MiFIR and EMIR Reporting Accuracy Achieve accuracy, completeness, and timeliness to spot errors before the regulators do. ACA’s Regulatory Reporting Monitoring and Assurance (ARRMA) solution combines regulatory technology and expert consulting to uncover trade and transaction reporting errors early. This award-winning offering helps build confidence in compliance, and to stay ahead of […]

Market Abuse Risk Framework A practical, regulator-ready framework for identifying and managing market abuse risk. With growing regulatory and investor scrutiny, buy-side firms must demonstrate strong controls and conduct frameworks. ACA’s Market Abuse Risk Framework helps your firm meet expectations under the Market Abuse Regulation (MAR), MiFID II, and SM&CR. The framework, developed by experienced

Independent Performance Certification Independent validation for investment track records. In today’s competitive investment environment, a credible performance track record is essential. ACA’s Performance Certification Service provides independent third-party validation of your firm’s performance data, methodologies, and assumptions, helping you meet investor expectations and stand out in the marketplace. Is your performance track record investor-ready? Partner

Performance Consulting for Long-Term Goals Customized guidance for investment performance and data analytics. Navigating the complexities of investment performance reporting requires more than just technical expertise; it demands ongoing education, tailored support, and a deep understanding of evolving standards. ACA’s tailored guidance and training services provide your team with the tools and insights needed to

Compliance Consulting Services We provide practical, regulator-ready advice tailored to your business. From initial program design to ongoing support, ACA’s consultants help you build, enhance, and operate effective compliance programs that align with evolving regulatory expectations and your firm’s unique risk profile. Get more information ACA’s Compliance Consulting Services ACA provides tailored consulting support across

DTCC/NSCC Fund Sponsorship ACA Foreside Streamlines NSCC Memberships ACA Foreside can apply for, obtain, and maintain a National Securities Clearing Corporation (NSCC) membership participant number for domestic mutual funds, collective trusts, and foreign funds such as Société d’investissement à Capital variable (SICAVs) and Undertakings for Collective Investment in Transferable Securities (UCITS). Additionally, we provide guidance

Focused Performance Review Independent Assurance for Investment Performance Reporting ACA provides independent assurance to reinforce trust in your investment performance reporting. Our highly customized scopes include comprehensive reviews of data, methodologies, records, controls, and disclosures, ensuring alignment with industry best practices and supporting accurate, transparent performance calculations. Build confidence in your performance reporting through expert

Navigate SM&CR with Confidence Establish accountability, strengthen governance, and meet FCA expectations. The Senior Managers & Certification Regime (SM&CR) applies to all Financial Services and Markets Act (FSMA)-authorized firms and aims to strengthen market integrity by increasing individual accountability. It replaces the Approved Persons Regime and comprises three core components: Senior Managers Regime Certification Regime

Tailored Cybersecurity for Long-Term Stability Prepare for today’s threats and stay ready for what’s next. Cybersecurity is your last line of defense against increasingly sophisticated threat actors and costly incidents. While most firms are aware of the risks that cyber incidents can present, many firms’ cyber programs fall short of addressing today’s rapidly evolving threats,

Strengthen Security While Navigating Complex Regulations Regulatory pressure demands cyber readiness. Cybersecurity, information security, and operational resilience are top priorities for regulators around the world, with expectations changing to keep pace with emerging technologies and cyber threats. Keeping pace with constant regulatory shifts makes compliance a complex challenge. While managed service providers and cybersecurity technology