Investment Performance Review

ACA’s focused performance review goes beyond basic compliance by conducting a forensic analysis of your firm’s performance reporting structure. It assesses internal controls, identifies risks and gaps, and ensures your IRR calculations and disclosures align with GIPS^® standards and FINRA Rule 2210.

We assess weaknesses in internal controls, inconsistencies in performance data usage across business units, and challenges in locating and substantiating books and records, especially when long track records span multiple systems or spreadsheets.

Inconsistent use of performance information across marketing materials, consultants, or affiliates can lead to misleading disclosures. ACA helps ensure your data is consistently presented and properly supported to avoid regulatory scrutiny.

You’ll receive a comprehensive findings and conclusions report, including detailed assessments, identified risks, and tailored recommendations to strengthen your compliance program and enhance the credibility of your performance metrics.