Solutions

GIPS Compliance Solutions Simplify compliance processes and amplify regulatory readiness. Compliance with Global Investment Performance Standards (GIPS^®) is a hallmark of transparency and consistency in investment performance reporting. It enhances credibility, supports fundraising, and is often required for institutional mandates. However, managing this compliance can be complex and resource-intensive. ACA’s GIPS Compliance Solutions empower firms […]

Fund Compliance Officer Services Independent Insight, Integrated Support ACA’s Fund Officer model delivers a hands-on, customized program by engaging experienced, independent professionals alongside the Fund’s Board of Trustees. Our Fund Compliance Officers work closely with multiple administrators, legal counsel, audit firms, and advisers, gaining broad industry exposure and insights that enhance their understanding of best

FCA Authorization and Compliance Support Streamlined FCA authorization with expert guidance. Whether you’re launching a new financial services firm or expanding into regulated activities, obtaining authorization from the Financial Conduct Authority (FCA) is a critical step. Our dedicated team helps you navigate the complex FCA application process, minimizing delays and avoiding common pitfalls, to ensure

Global Registration and Authorization Services Simplifying regulatory registration across the U.S., UK, and UAE. The regulatory registration and application process can be complex and time-consuming. Whether you’re launching a new investment firm, expanding into a new business line, or seeking authorization with a new regulator, we provide the expertise and structure to guide you through

FSRA License and Authorization Support Your Gateway to Regulated Growth in ADGM Establishing or expanding a financial services firm in the Abu Dhabi Global Market (ADGM) requires authorization from the Authority (FSRA). We guide you through the FSRA licensing process, minimizing delays, avoiding regulatory missteps, and ensuring your application aligns with expectations. Whether you’re applying

DFSA Authorization Support Navigate Licensing in the DIFC with Confidence and Clarity Launching a financial services firm or providing regulated activities in or from the Dubai International Financial Centre (DIFC) requires authorization from the Dubai Financial Services Authority (DFSA). We simplify the DFSA licensing process, reducing delays, avoiding common pitfalls, and ensuring your application meets

Transform Compliance Efficiency with Encore AI Streamline operations, improve transparency, and stay aligned with evolving expectations. Built by regulatory experts, Encore AI is ACA’s proprietary intelligence engine designed to strengthen compliance by automating workflows, surfacing insights, and adapting to evolving expectations. Our AI-enhanced solutions reduce manual effort, accelerate issue detection, and support confident decision-making while

Technology Compliance Oversight AML and Sanction Checks AML and Sanctions Screening Solutions for Compliance Streamline AML screening and monitoring to enhance compliance. Increasing regulatory scrutiny and recent enforcement actions underscore the need for robust AML compliance programs. ACA’s AML solution, trusted by leading financial services firms worldwide, provides comprehensive support to ensure your firm meets

Unlock Efficiency with Scalable Compliance Support Seamless support for compliance operations, regulatory filings, and surveillance. ACA’s Managed Services provide support across the key operational areas of your compliance program. Whether you’re looking to reduce day-to-day strain, improve oversight, or expand into new markets, we offer scalable services that integrate with your systems and workflows—so your

Registered Representative Licensing Hands-on guidance through every step of the complex registration process. As a registered representative, it’s essential to comply with all relevant securities laws and regulations. Among industry requirements, you must comply with FINRA Rules, which mandate your participation in an annual compliance meeting to formally discuss regulatory and compliance matters relevant to