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ACA Group
  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships
Contact
Contact
ACA Group

Our Leaders

Meet our executive leadership team, a group of seasoned professionals dedicated to driving innovation, excellence, and trust. With diverse expertise and commitment, they ensure our strategic goals are met to steer our company towards a successful and sustainable future.

Patrick Olson

Chief Executive Officer

Michael Borts

Chief Technology Officer

Jean-Christophe Chandumont

Chief Operating Officer

Carlo di Florio

President

Alex Fischer

General Counsel
Tom Hurst

Tom Hurst

Global Head of Regulatory Advisory and Chief Revenue Officer

Neeraj Karhade

Chief Financial Officer

Todd Khoury

Chief Strategy Officer and Head of Corporate Development

Jaime Klein

Chief Human Resources Officer

Joseph Kochansky

Head of Product and Engineering

Contact us

End-to-end compliance, risk, and technology solutions that empower financial services firms to operate with confidence and clarity.

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  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships
Contact
Contact
  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships