Unlock Efficiency with Scalable Compliance Support

ACA supports four core compliance areas: compliance operations (e.g., AML, marketing review), regulatory reporting and filing, surveillance and monitoring, and regulatory hosting solutions via ACA Mirabella.

ACA provides support for Form ADV, Form CRS, Form 13F, Form 13H, Form PF, Sky Form D, CPO PQR, and AIFMD Annex IV, helping firms prepare, validate, and submit timely and accurate filings across jurisdictions.

Yes. ACA’s surveillance services include expert call reviews, communication capture and analysis, employee compliance, and social media monitoring. Our support combines analyst expertise with surveillance technology—raising and escalating potential risks based on your firm’s policies.

For firms operating in the U.K. or EU, ACA Mirabella provides regulatory hosting under the FCA umbrella, allowing you to operate compliantly while we manage regulatory obligations and reporting.

Yes. ACA’s model helps compliance teams scale their programs efficiently while entering new jurisdictions. While support may vary by region, our services can help you navigate expansion with regional-specific solutions and operational support.

Yes. ACA supports execution and monitoring but does not replace governance. You retain full control over internal policies, risk tolerances, ultimate supervision, and final sign-off.

Combining managed services with ACA’s technology provides added visibility, audit trails, and workflow automation without requiring you to fully adopt or replace internal platforms.

ACA can scale services rapidly based on your firm’s evolving needs. Whether that’s expanding review bandwidth, adding reporting support, or introducing new service lines during periods of growth, regulatory change, or seasonal demand.