Regulatory Focus on Performance for Banks

Regulators continue to focus on investment performance, whether it is from an advertising or reporting perspective, to ensure the completeness and accuracy of the data underlying the investment returns. In particular, banking organizations are seeing an increased emphasis on strengthening controls, risk management, and governance around performance calculation and reporting to meet applicable laws, regulations, and supervisory expectations.

Please join ACA for a complimentary webcast focused on key regulatory trends and developments that banks should address in 2019. 

Discussion Topics

• The importance of strong controls, risk management, and governance around performance calculation and reporting 
• Why is performance calculation and reporting important?
• Common performance reporting issues