Hedge Fund Quarterly Update 2021 Q3

Author

ACA Hedge Fund Practice

Publish Date

Type

Article

Topics

  • Compliance

We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space. We hope this newsletter provides you with helpful insights and resources.

In the latest edition of our Hedge Fund Quarterly Update, we cover:

  • SEC Annual Regulatory Agenda
  • Regulatory Update
  • Risk Alert: Fixed Income Principal and Cross Trades
  • Exchange Act Rule 10b5-1
  • Form 13F
  • Revision to the “Qualified Client” Thresholds

Download the Newsletter Here

Looking Ahead

We hope this newsletter provides you with helpful insights and resources. Please do not hesitate to reach out if you would like to further discuss any of the information or resources included within this newsletter.

The Hedge Fund Practice Group is also available to discuss ways in which ACA may be able to assist you in meeting your compliance, corporate governance, risk management and operational objectives for 2021. Send an email to the Hedge Fund Practice Group to schedule your discussion.