Q2 2020 Regulatory Reporting Deadlines
ACA Compliance Group has created a calendar to help you stay on track with your regulatory filings. Request our calendar to view key regulatory filing due dates and holidays at a glance.
Q2 2020 Regulatory Reporting Deadlines
Below are the regulatory filing submission deadlines for the second quarter of 2020. All filings are supported by the ACA Regulatory Reporting solution ("ACA RR") except where noted.
Filing Name | Regulator | Submission Deadline |
Schedule 13G Monthly1 | SEC | Friday, April 10 |
Form 13H Quarterly | SEC | Friday, April 10 |
Form PF Liquidity Fund Quarterly2 | SEC | Wednesday, April 15 |
Form PF Annual2 | SEC | Wednesday, April 29 |
Schedule 13G Monthly1 | SEC | Monday, May 11 |
Form 13F Quarterly | SEC | Friday, May 15 |
Form PF Hedge Fund Quarterly2 | SEC | Saturday, May 30 |
Schedule 13G Monthly1 | SEC | Wednesday, June 10 |
AIFMD Annex IV3 | ESMA | Thursday, April 30 |
AIFMD Annex IV - Fund of Funds | ESMA | Friday, May 15 |
CPO-PQR - Small and Mid-size CPOs Filing4 | CFTC/NFA | Friday, May 15 |
Form CTA PR5 | CFTC/NFA | Tuesday, June 30 |
CPO-PQR - Large CPOs6 | CFTC/NFA | Wednesday, July 15 |
CPO-PQR - Small and Mid-size CPOs6 | CFTC/NFA | Wednesday, July 15 |
1 Schedule 13G deadlines depend on the type of adviser and may occur throughout the year as thresholds are met.
2 Advisers are unable to meet this deadline due to the effects of coronavirus (COVID-19) may rely on a temporary exemption. Find out more about this exemption here.
3 Submission deadline is based on ESMA, but individual jurisdictions may have an adjusted date.
4 Q4 2019 filing deadline has been extended to May 15, 2020. Find out more about this extension here.
5 Due to the effects of COVID-19, the NFA has extended the due date for the Q1 filing from May 15, 2020 to June 30, 2020. Find out more about this extension here.
6 Q1 filing deadline has been extended to July 15, 2020. Find out more about this extension here.
About ACA Regulatory Reporting and Filing Services
- Regulatory Technology for In-House Regulatory Filing: ACA Regulatory Reporting (ACA RR) is a centralized platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR. Coupled with support from ACA’s experienced team, ACA RR has been successfully used by firms of all sizes to more efficiently meet their regulatory reporting obligations while reducing risk and adhering to industry best practice. Request a demo here.
- Filings Consultation and Preparation: ACA Compliance Group specializes in assisting advisers with filings through services such as Form PF consulting and review as well as preparation and filing of Form(s) 13F, 13H, Schedule 13G, the CPO-PQR, and Form ADV. Additionally, ACA offers Form PF administration services through the Analysis and Review Center (ARC).
For More Information
For more information, please connect with your regular ACA consultant or contact us below.
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