Navigating FINRA's New Branch Office Inspection Rules
Join us on Monday, December 16, 2024, at 11am ET when we will share practical insights into preparing for residential office classifications and planning remote and onsite inspections in 2025.
We look forward to connecting with you soon to discuss how we can help to enhance and strengthen the management of your firm’s GRC, ESG, and impact culture!
The ESG landscape is evolving at a rapid pace and requires additional resources to meet investor and regulatory expectations. Our dedicated advisory practice helps firms of all sizes develop and monitor ESG programs to mitigate risk, make informed choices, grow profitably and sustainably, and combat greenwashing in the process.
Join us on Monday, December 16, 2024, at 11am ET when we will share practical insights into preparing for residential office classifications and planning remote and onsite inspections in 2025.
Join us for a live webcast where we’ll explore the significant advantages of conducting a mock SEC exam.
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.