Cybersecurity and Risk Insights and Alerts

Cyber risks and threats continue to evolve, and firms are under pressure to meet SEC and FCA expectations for operational resilience as well as their own internal and client expectations for cybersecurity and privacy. Stay current on the latest cybersecurity, privacy, and risk threat and regulatory alerts, and build your cybersecurity and privacy knowledge with insights from our cybersecurity and technology risk experts.

ACA Aponix Cybersecurity Checklist

Download and review the following cybersecurity safeguards and evaluate your firm’s cybersecurity program.

Cyber alerts and insights

2020 NSCP Aponix Survey

Participate in our 2020 NSCP / ACA Cybersecurity Compliance Programs Survey

We invite you to participate in the 2020 NSCP / ACA Cybersecurity Programs Survey and learn what your peers are doing to build strong regulatory compliance programs. Participate in our survey for investment advisers and broker dealers.

Survey
  • Cybersecurity
8 Ways to Keep Kids Safe Online

Keeping Children Safe Online

While many students have thankfully returned to the classroom this academic year, so much of their lives, whether that be social media, education, or gaming, continues to reside online. To help keep your children safe online, our cyber experts have created a complimentary cyber safety guide for parents and caregivers.

Article
  • Cybersecurity
  • Cybersecurity Resources
PE Firms

Business and Risk Considerations for Portfolio Companies During the COVID-19 Pandemic

Operating partners within private markets need to consider the impact the COVID-19 pandemic will have on their investments, it is crucial that accurate information related to the preparedness of your portfolio companies is available in order to ensure timely decisions are being made. Read our best practices to accomplish this and they key risks to consider.

Article
  • Cybersecurity
  • Portfolio Company Risk Management
  • BCP
  • COVID-19
Aponix blog background

Cybersecurity is on the Regulators' Radar

ACA's Carlo di Florio recently shared his insights with FT Adviser on the need for firms to bolster their operational resilience in preparation for a potential disaster or other business disruption.

Article
  • Cybersecurity
abstract image with a lock and shield

Protecting Against Cyber Crimes Related to Coronavirus (COVID-19)

Cybersecurity crimes related to the coronavirus (COVID-19) pandemic are on the rise. Here's what you need to know to remain vigilant and protect yourself.

Cyber Alert
  • Cybersecurity
woman using compliancealpha on a laptop computer

Payment Fraud: Understanding the Risks and Protecting Yourself and Firm

Payment fraud threats are a major concern for financial services firms globally, with fraud trends reflecting a continued and sustained growth over the past few years. It has become essential that firms are proactive in predicting and assessing their exposure to these threats in order to mitigate the likelihood and impact of a payment fraud incident.

ComplianceAlpha Update
  • Cybersecurity