Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
How to Identify and Avoid COVID-19-Related Fraud
It is inspiring to see, hear, and read each day about the many acts of charity, kindness, sacrifice, thoughtfulness, and support that have come out of the COVID-19 pandemic. However, there are also fraudsters, scammers, bad actors, and criminals looking for opportunities to take advantage of the vulnerable and profit from illegal activities.
- Compliance
Vulnerability Discovered in Email App on iPhone and iPad
Learn how to protect yourself from the "zero-click” vulnerability discovered on Apple® iPhones® and iPads® that enables bad actors to hack into devices by sending specially crafted email.
- Cybersecurity
Best Practices in Composite Management
Composites are the cornerstone of a firm’s claim of compliance with the GIPS standards. With the right steps, the right tools, and the right level of commitment, composite management can become part of everyday operating procedures.
- Performance
CRD Now Accepting Form CRS
The SEC released updated Form CRS FAQs on April 6,2020. Although the filing date is June 30, 2020, firms should start drafting their forms for filing as soon as possible.
- Compliance
FCA Offers Temporary Respite on Regulatory Reporting
This week, the FCA announced temporary extensions to the submission deadlines for certain regulatory reports due between now and 30 June 2020. We examine how this impacts financial services firms.
- Compliance
GIPS Committees and Working Groups
Firms of all sizes frequently ask about the relevance and importance of forming a GIPS Committee within their organization.
- Performance