Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

 Check back for dates

  • 31 October 2023
  • 05 December 2023

 Book Today

  • 21 September 2023
  • 07 December 2023

 Book Today

  • 19 September 2023
  • 12 December 2023

 Book Today

We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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Updates to the Names Rule Finalized by the SEC

The updates to the SEC’s Names Rule modernizes the rule, but it also has implications for funds that use ESG terms in their name and strategy.

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FAQ About the SEC’s Proposed Rule for Enhanced Disclosures on ESG Investment Practices

We compiled answers to the most common questions we get asked about the SEC’s proposed rules for enhanced disclosures of ESG investment practices.

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Advisory Firm Settles Cherry Picking Fraud Charges With the SEC

This case should give pause to firms of all sizes to evaluate what they are doing to proactively detect potential market abuse on their own.

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2023 Hispanic Heritage Month

Cultural Connections: ACA's HOLA ERG Celebrates Hispanic Heritage Month

ACA is proud to celebrate Hispanic Heritage Month from September 15 - October 15 alongside our Hispanic/Latinx Organization for Leadership and Advancement (HOLA) Employee Resource Group (ERG)!

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  • ACA News
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CFA Institute Releases Draft Guidance Statement for OCIO Strategies

The CFA Institute released an Exposure Draft Guidance Statement for OCIO Strategies to encourage more outsourced Chief Investment Officers to claim GIPS compliance.

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Lessons Learned From Recent AML Enforcement Actions

By analyzing recent cases, institutions can identify regulatory trends and enhance their compliance framework to mitigate potential risks.

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