Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 07 February 2024
  • 18 April 2024
  • 20 June 2024
  • 17 October 2024

 Book Today

  • 25 January 2024
  • 07 March 2024
  • 23 April 2024
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

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  • 01 February 2024

  • 27 March 2024

  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

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  • 05 March 2024
  • 16 May 2024
  • 24 September 2024
  • 05 December 2024

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  • 12 December 2023
  • 28 March 2024
  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

 Book Today

  • 15 February 2024
  • 17 April 2024
  • 01 August 2024
  • 03 October 2024
  • 28 November 2024

 Book Today

We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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The CFTC Proposes Changes to Regulation 4.7 (Registration Lite)

If passed, this rule proposal will bring significant changes to the most popular form of registration for commodity pool operators and commodity trading advisors.

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Six Reasons Why Cybersecurity Portfolio Oversight Is Essential

Cybersecurity risks are ever present and pressure to secure investments is mounting. Firms need to build and operate a formal program of cybersecurity portfolio oversight and conduct ongoing assessments of their portfolio companies’ cyber posture over the entire investment lifecycle.

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FAQs: Top Questions Answered About the SEC's Private Fund Adviser Rules

Access a source for answers to common questions to help you better understand your obligations to meet the SEC's Private Fund Adviser Rules (IA-5955).

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Debunking Common Concerns About Outsourced Performance Programs

We look at concerns of moving investment performance programs to a managed services solution with a third-party service provider and outline why these apprehensions can be alleviated by working with the right provider.

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Is Now the Right Time for Compliance with the GIPS Standards in Private Markets?

The Global Investment Performance Standards are no longer just a gold standard for the presentation of investment performance, but can also aid advisers to meet new regulations.

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U.S. Regulatory Update – September 2023

Summer is over, and the SEC has a heavy rulemaking agenda for this fall, so hold on to your seats!

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