Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • Check back for dates
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

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  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

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  • 24 September 2024
  • 05 December 2024

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  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

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We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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2024 Investment Management Compliance Testing Survey Now Open

This survey, now in its 19th year, gathers anonymous information from U.S. investment advisers of all types and sizes for the purpose of reporting on industry trends.

Survey
  • Compliance
2024 ACA Conference

Highlights From the 2024 ACA Conference

As the curtains close on the 2024 ACA Conference, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.

News
  • Compliance
  • RegTech
  • Cybersecurity
  • ESG
  • Performance
  • Managed Services
  • SEC
cyber lock

Critical Vulnerability Detected in Palo Alto Networks' GlobalProtect Gateways

A popular firewall used in the financial industry is under attack due to a critital zero-day vulnerability. Firms that use Palo Alto Networks' firewall need to update their software to protect their systems.

Cyber Alert
  • Cybersecurity
City at sunset

FCA Interim Update - Asset Management & Alternatives Supervisory Strategy

The FCA recently released a Dear CEO letter interim update to reinforce their continued focus on protecting investors and customers from poor outcomes and upholding market integrity.

Compliance Alert
  • Compliance
  • FCA
  • ESG
London at night

The FCA’s 2024/25 Business Plan: Maintaining Focus and Resiliency Amid Ongoing Economic and Geopolitical Uncertainty

The FCA unveiled its Business Plan for 2024/25 providing a roadmap for its actions in support of its strategic objectives for the upcoming fiscal year.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Trade Surveillance
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Two Important Cybersecurity Alerts from CISA

The Cybersecurity and Infrastructure Security Agency (CISA) issued two advisories that require impacted firms to take immediate action.

Cyber Alert
  • Cybersecurity