Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Checklist: Cybersecurity Board Reporting
Upcoming regulations will likely require more board oversight and involvement in a company's cybersecurity program. Our checklist can help you create an effective report for the board to perform its required cybersecurity oversight.
- Cybersecurity
- Portfolio Company Risk Management
Michael Reddy Joins ACA Group as Global Services Leader
Michael Reddy has joined the firm as Global Services Leader, overseeing ACA’s Regulatory Technology (RegTech) platform, ComplianceAlpha®, and Managed Services.
- ACA News
- RegTech
- ComplianceAlpha
- Managed Services
Tip for Updating Your Compliance Program: Conflicts of Interest
The SEC makes it clear that all broker-dealers and investment advisers have conflicts of interest, and that firms must have a process to identify, mitigate, or eliminate these conflicts.
- Compliance
5 Tips to Maximize the Effectiveness of a Mutual Fund Fact Sheet
Fact sheets are one of the main tools that investors reference when analyzing mutual funds, and they can be an essential marketing piece to attract and engage additional shareholders.
- Distribution
The FCA’s 2023/24 Business Plan: Stop Me If You’ve Heard This One Before…
The FCA released their 2023/24 Business Plan on 5 April 2023 detailing the actions the UK regulator aims to take over the next 12 months.
- FCA
- Compliance
U.S. Regulatory Update – April 2023 Edition
This update includes tips for a stellar compliance program review, the download on the recent banking sector volatility, a reminder about Form BE-12 filing obligations, and more.
- Compliance