Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 07 February 2024
  • 18 April 2024
  • 20 June 2024
  • 17 October 2024

 Book Today

  • 05 December 2023
  • 25 January 2024
  • 07 March 2024
  • 23 April 2024
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

 Book Today

  • 01 February 2024

  • 27 March 2024

  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

 Book Today

  • 07 December 2023
  • 05 March 2024
  • 16 May 2024
  • 24 September 2024
  • 05 December 2024

 Book Today

  • 12 December 2023
  • 28 March 2024
  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

 Book Today

  • 30 November 2023
  • 15 February 2024
  • 17 April 2024
  • 01 August 2024
  • 03 October 2024
  • 28 November 2024

 Book Today

We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

 Download

1 of
Architectural image - window office block

Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

lock

Active Risk Alert: Traders Targeted via WinRAR Vulnerability

A zero-day vulnerability has been identified in versions of compression tool WinRAR predating August 2, 2023

Cyber Alert
  • Cybersecurity
curved glass building looking up at a blue sky

SEC Adopts Private Adviser Rules – What Firms Should Know

The SEC’s recent vote to adopt the Private Fund Adviser Rule (IA-5955) presents some of the most significant private funds regulatory reform since the Dodd Frank Act. Read our summary of the Final Rules and our guidance for firms.

Compliance Alert
  • Compliance
  • SEC
  • Private Fund
circuit board abstract

Enhancing Valuations and Investor Trust with Cybersecurity Portfolio Oversight

Programmatic cybersecurity portfolio oversight will meet increased investor expectations and safeguard and grow the valuation of investments.

Article
  • Cybersecurity
  • Cybersecurity Resources
digital_graphs_with_bars_and_dots.jpg

White Paper: Unveiling Industry Perspectives on the SEC’s Proposed Cyber Rule 206(4)-9

The public has weighed in on the SEC's proposed Rule 206(4)-9, which sets cybersecurity risk management expectations for investment firms. In this guide, we discuss the industry's reaction, exploring the main areas of concern for the Rule.

Report
  • Cybersecurity
  • Compliance
  • SEC
Maze

Maintaining Quality Investment Performance Measurement and Reporting Amid Increased Pressure

The investment industry is undergoing transformation due to technology, changing preferences, and regulations, while firms struggle with recruitment, compliance, and costs. Firms need efficient processes and technology adoption to reduce the burden on in-house resources.

Article
  • Managed Services
  • Performance
ACA Global

White Paper: Building and Distributing an Exchange-Traded Fund from Start to Finish

In this guide, we walk you through everything you need to know to start launching an exchange-traded fund (ETF), including the differences between ETFs and other product offerings, startup costs, necessary service providers, and how to gain assets via distribution.

Report
  • Distribution