Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • Check back for dates
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

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  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

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  • 24 September 2024
  • 05 December 2024

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  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

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We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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The FCA Proposes a New Approach to Publicise Investigations

The FCA’s recent proposal to publicise investigations should prompt investment firms to take a fresh look at compliance culture, platforms and testing.

Compliance Alert
  • FCA
  • Compliance
Cyber

Cyber Criminals Adapt Tactics to Attack Cloud Infrastructure

Cyber criminals likely associated with the Russian Foreign Intelligence Service are using new tactics, techniques, and procedures to gain access to cloud environments.

Cyber Alert
  • Cybersecurity
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FINRA’s New Remote Branch Office Inspection Pilot Program and Residential Supervisory Location Designation

FINRA recently published a regulatory notice to revise the definition of an OSJ and how OSJs are supervised.

Compliance Alert
  • Compliance
  • FINRA
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California State Appeals Court Rules Immediate Enforcement of CPRA Regulations

Businesses falling under the CCPA and CPRA are now required to comply with these regulations immediately.

Cyber Alert
  • Cybersecurity
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The PRI Announces Their 2024 Reporting Framework

The Principles for Responsible Investment (PRI) formally released initial details about the upcoming 2024 reporting cycle for PRI signatories.

Compliance Alert
  • ESG
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8 Steps CCOs Should Take Now to Prepare for AI Regulation

Without question, one of the hottest topics for firms over the past year has been the emergence and rapid adoption of Artificial Intelligence (AI)-based tools and technologies in the workplace. However, AI use is not without risk Read our recent blog outlining details of the regulatory response to AI use in financial services firms and get our 8 steps to better manage AI Risk.

Article
  • Compliance
  • Cybersecurity
  • Artificial Intelligence (AI)