Top 10 Most Common Transaction Reporting Errors and How to Fix Them

Date
September 21, 2021
Time
9:00 - 9:45am EDT
Type
Webcast

With many firms struggling to identify errors in their reporting, and others struggling to fix them, this webinar provides practical insights into the causes and remedies to some of the most common reporting problems.

The discussion focuses on a range of specific fields and how they should be populated for buy-side firms in a variety of different scenarios, and look at ways of remedying the errors and preventing reoccurrence. While there is no ‘one size fits all’ when it comes to transaction reporting, there are many aspects and interpretations of the regime that are common to most if not all firms.

Speakers: 

  • Charlotte Longman, Director and Co-Lead, ACA's Regulatory Reporting & Assurance (ARRMA) Service
  • Matt Chapman, Managing Director and Co-Lead, ACA's Regulatory Reporting & Assurance (ARRMA) Service
  • Michael Jefferson, Senior Policy Adviser, The Investment Association

If you are not a member of the Investment Association, register here, and someone from the IA will reach out to you via email.