Risk Assessments and Regulatory Compliance Testing Services
We offer a variety of risk assessment services to help companies identify gaps in their cybersecurity and regulatory posture and identify technology-related risks. We can also conduct penetration testing and identify network vulnerabilities.
CONNECT WITH US
Latest insights
![lock](/sites/default/files/styles/width_280/public/2023-04/cyber.png.webp?itok=Numrp8Tt)
The New York State Department of Financial Services Expands Cybersecurity Rules
The NYDFS recently updated its regulations to add strict provisions on board oversight, ransomware payments, and event reporting.
- Cybersecurity
![Compliance alert default blog image curved glass building looking up at a blue sky](/sites/default/files/styles/width_280/public/2022-03/AdobeStock_214611064_1200x900.jpg.webp?itok=g--fk6Xn)
2024 SEC Examination Priorities: Remember the Essentials While Adapting to Change
The theme of this year's exam priorities is while compliance teams race to adapt to new and evolving regulatory requirements, they should not lose sight of compliance fundamentals.
- SEC
- Compliance
- Performance
- Cybersecurity
- ESG
![ACAVantage ACA Vantage](/sites/default/files/styles/width_280/public/2023-04/microsoftteams-image_68.png.webp?itok=RBI5LT98)
Six Reasons Why Cybersecurity Portfolio Oversight Is Essential
Cybersecurity risks are ever present and pressure to secure investments is mounting. Firms need to build and operate a formal program of cybersecurity portfolio oversight and conduct ongoing assessments of their portfolio companies’ cyber posture over the entire investment lifecycle.
- Cybersecurity
- Cybersecurity Resources
![lock](/sites/default/files/styles/width_280/public/2023-04/cyber.png.webp?itok=Numrp8Tt)
White Paper: How to Effectively Utilize the Cyber Threat Landscape
This white paper takes a look at the current threat landscape to glean lessons from cyberattacks that can help firms secure their organizations.
- Cybersecurity
- Cybersecurity Resources
![lock](/sites/default/files/styles/width_280/public/2023-04/cyber.png.webp?itok=Numrp8Tt)
Active Risk Alert: Traders Targeted via WinRAR Vulnerability
A zero-day vulnerability has been identified in versions of compression tool WinRAR predating August 2, 2023
- Cybersecurity
![circuit board abstract](/sites/default/files/styles/width_280/public/2023-08/vantage.png.webp?itok=3DCsth7x)
Enhancing Valuations and Investor Trust with Cybersecurity Portfolio Oversight
Programmatic cybersecurity portfolio oversight will meet increased investor expectations and safeguard and grow the valuation of investments.
- Cybersecurity
- Cybersecurity Resources
Aponix Protect™ comprehensive cybersecurity and technology risk solution
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
News
Advisers’ Concerns of Off-Channel Communications Surpasses the Marketing Rule as Top Compliance Concern, Survey Reveals
Advisers’ concerns of off-channel communications eclipsed the Marketing Rule as the top compliance concern, according to the 2024 Investment Management Compliance Testing Survey.
ACA Group Named Most Preferred Workplace by Marksmen/India Today 2024-2025
ACA Honored with Marksmen/India Today Award for Most Preferred Workplace for 2024-2025
Apex Group and ACA Form Strategic Partnership to Enhance Client Experience
Apex Group and ACA form strategic partnership to enhance client experience. The alliance enables clients to seamlessly identify a reputable service provider that will help support and protect their business.