Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
FAQs: Top Questions Answered About the SEC's Private Fund Adviser Rules
Access a source for answers to common questions to help you better understand your obligations to meet the SEC's Private Fund Adviser Rules (IA-5955).
- Compliance
- Performance
- ComplianceAlpha
- Private Fund
Debunking Common Concerns About Outsourced Performance Programs
We look at concerns of moving investment performance programs to a managed services solution with a third-party service provider and outline why these apprehensions can be alleviated by working with the right provider.
- Performance
- Managed Services
Is Now the Right Time for Compliance with the GIPS Standards in Private Markets?
The Global Investment Performance Standards are no longer just a gold standard for the presentation of investment performance, but can also aid advisers to meet new regulations.
- Performance
- Private Fund
U.S. Regulatory Update – September 2023
Summer is over, and the SEC has a heavy rulemaking agenda for this fall, so hold on to your seats!
- SEC
- Compliance
- Broker-Dealer
- Investment Adviser
Updates to the Names Rule Finalized by the SEC
The updates to the SEC’s Names Rule modernizes the rule, but it also has implications for funds that use ESG terms in their name and strategy.
- SEC
- ESG
FAQ About the SEC’s Proposed Rule for Enhanced Disclosures on ESG Investment Practices
We compiled answers to the most common questions we get asked about the SEC’s proposed rules for enhanced disclosures of ESG investment practices.
- SEC
- ESG