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SEC Marketing Rule

Insights and alerts related to the SEC's new Marketing Rule

SEC Regulatory Updates

Guidance and insights on regulatory proposals, enforcements, and risk alerts

SEC Private Fund Adviser Rule

Regulatory change is here for Private Fund Advisers

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Fundraising and Marketing with Confidence: A Key Considerations Checklist

Key considerations for fundraising, marketing, and launching with confidence.

Article
  • Compliance
  • FCA
  • SEC
  • ESG
  • Cybersecurity
  • AML and Financial Crime
  • RegTech
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Continued Demand for Credit Managers Who are GIPS Compliant

ESG data is essential to fully understand the sustainability, ethical practices, and long-term viability of companies.

Article
  • Performance
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Introducing our ESG Compliance Horizon Newsletter

Each quarter, we'll provide you with timely updates, insights, and best practices to help you stay ahead of regulatory changes and ensure compliance.

Newsletter
  • ESG
  • FCA
  • SEC
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Before You Launch: An Essential GRC Checklist

Essential GRC checklist for FCA and SEC compliance to help you launch your venture successfully

Article
  • Compliance
  • FCA
  • SEC
  • ESG
  • Cybersecurity
  • AML and Financial Crime
  • RegTech
  • ComplianceAlpha
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Vulnerabilities Discovered in Common UNIX Printing System (CUPS) Can Enable DDoS Attacks

Recent vulnerabilities in CUPS service present significant risks, particularly for Distributed Denial of Service amplification attacks.

Cyber Alert
  • Cybersecurity
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No Conversation Left Behind: ACA's Advanced Communication Channel Capture for Total Oversight

ACA Expands Communication Channel Capture to Strengthen Compliance Oversight

News
  • RegTech
  • ComplianceAlpha
  • eComms Surveillance
  • ACA News
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ACA Aponix Celebrates 10-Year Anniversary and National Cybersecurity Month

ACA Aponix Celebrates 10-Year Anniversary and National Cybersecurity Month. Reflecting on a decade of cybersecurity leadership, technological advancement, and industry recognition for financial services

News
  • ACA News
  • Cybersecurity
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Q4 2024 Regulatory Reporting Deadlines

Financial firms must meet various regulatory filings requirements throughout the year. These are the regulatory filing submission deadlines occurring from October through December 2024.

Article
  • Compliance
  • FCA
  • FINRA
  • Regulatory Deadlines
  • SEC
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Honoring the Legacy of Michael Lehman

ACA remembers and honors the life of Michael Lehman, the co-founder of Decryptex, now known as our Market Abuse Surveillance solution, a cornerstone of ACA’s ComplianceAlpha® platform today.

News
  • ACA News
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CFTC Approves Registration Amendments

The CFTC approved some of the proposed amendments to CFTC Regulation 4.7.

Compliance Alert
  • Compliance