The Most Wonderful Time of The Year: Tailoring Your Annual Compliance Review
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.
We are the leading governance, risk, and compliance (GRC) advisor in financial services.
Our ACA compliance company team includes over 1,280 employees located worldwide.
Our team includes 532 compliance professionals with over 56 former regulators and compliance officers in addition to experts in cybersecurity, ESG, performance, and technology.
ACA Group works with more than 6,130 clients worldwide who help inform compliance insights, trends, best practices, and benchmarking.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Jody Kochansky Joins ACA to Lead Product and Engineering
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.
Join us on Thursday, November 12, 2024, at 11am ET, for an insightful webcast when we delve into the SEC’s Examination Priorities for 2025.