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Who We Serve

Over 6,300 leading financial services firms trust us to help them protect and grow their business.

Connect with us to learn more

Firm types we serve

Broker-Dealers

We help implement compliance and supervisory programs that address FINRA and SEC regulations.

CFTC/NFA Members

We help CFTC registrants and NFA members to streamline their business and operational processes and improve the quality and effectiveness of their compliance programs.

Digital Asset Managers

We help firms align their advisory processes with regulatory requirements and the expectations of the SEC and the CFTC.

Hedge Funds

We help hedge fund managers enhance their operational and business processes and comply with the Investment Advisers Act of 1940 and industry best practices.

Investment Advisers

We help investment advisers ensure their compliance with the Investment Advisers Act of 1940 and industry best practices.

Mutual Funds, ETFs, and Other Investment Companies

We help prepare registered investment companies, as well as their boards, sponsors, advisers, sub-advisers, and service providers, for the rigors of SEC examinations.

Private Markets

We help private equity, private debt, venture capital, and real estate fund managers as well as their portfolio companies comply with the Investment Advisers Act of 1940 and industry best practices.

Private Equity Sponsors and Portfolio Companies

We work closely with investment and operations teams providing pre-and post-deal technology, cybersecurity, privacy, and ESG transaction advisory services and portfolio company oversight.

1 of

Our market share

Money Managers

80%

Of the top 50 money managers, as noted in the ADV Ratings September 2021 ranking data

Hedge Fund Managers

81%

Of the top 100 hedge fund managers, as noted in the May 2021 edition of Hedge Fund Alert

Private Equity Funds

77%

Of the top 100 private equity funds, as noted in the June 2021 PEI 300

Learn more about our solutions
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Trusted by leading financial services firms worldwide

We work with over 6,300 financial services firms worldwide to build scalable and progressive GRC programs that help them protect and grow their business. Our innovative and scalable approach integrates expert advisory, on-demand managed services, and award-winning technology that can be tailored to your unique needs.

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Helping risk and compliance functions across your firm

  • Risk and Compliance Leaders
  • Risk and Compliance Teams
  • General Counsel and Legal Teams
  • Marketing and Performance Teams
  • ESG Teams
  • CIOs/CTOs/CISOs
  • Information Technology and Security Teams
  • Investor Relations Teams

News

Cultural Connections: ACA's HOLA ERG Celebrates Hispanic Heritage Month

ACA is proud to celebrate Hispanic Heritage Month from September 15 - October 15 alongside our Hispanic/Latinx Organization for Leadership and Advancement (HOLA) Employee Resource Group (ERG)!

ACA Group Enhances Surveillance Capabilities for Off-Channel Communications to Navigate Rising Regulatory Scrutiny

New partnership with LeapXpert will help financial firms surveil multiple messaging channels to meet client expectations while ensuring regulatory compliance.

SEC Marketing Rule Continues to Dominate Investment Advisers' Compliance Concerns, Survey Reveals

The 2023 Investment Management Compliance Testing Survey results reveal marketing is still the top compliance concern. Cybersecurity and electronic communications follow closely behind.

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