Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Compliance Group Completes the Acquisition of Cordium
ACA Compliance Group (“ACA”) announced today that, following the receipt of regulatory approvals, it has completed the acquisition of Cordium, a leading provider of governance, risk, and compliance (GRC) products and services. As of today, ACA employs nearly 700 people and provides products and services to over 4,000 clients worldwide. The financial terms of the transaction will not be disclosed.
- Compliance
Key Takeaways from the 2018 DEF CON Security Conference
Missed the 2018 DEF CON Security Conference? ACA Aponix's Justin Karpenski shares 8 key takeaways from one of the world's largest security conferences.
- Cybersecurity
Senior Managers & Certification Regime (SM&CR): What You Need to Know
The UK’s financial regulator recently announced 9 December 2019 as the deadline for the implementation of the Senior Managers & Certification Regime (SM&CR, or SMCR) for solo-regulated firms. With the regulation set to impact 47,000 financial firms, we answer some common questions that firms may have on the upcoming SM&CR.
- Compliance
Top 5 Reasons to Attend ACA Academy at ACA's Fall 2018 Compliance Conference
We introduced ACA Academy at our spring compliance conference as an extra resource designed to provide compliance professionals with a non-compliance skill set that cam be applied both on and off the job. Here are five reasons to attend ACA Academy, no matter your role or company size.
- Events
5 Cybersecurity Considerations for Investment Companies
ACA’s Askari Foy and Thomas Riley recently hosted a live webcast discussing cybersecurity best practices and trends for fund boards, sub-advisers, and investment company service providers with cybersecurity oversight. This post provides key takeaways from the webcast that investment companies can implement to help mitigate cybersecurity risk and protect the fund's assets and reputation.
- Cybersecurity
MiFIR Transaction Reporting: Key Issues Highlighted by the FCA
With a significant increase to the number of reports ingested and the uptick in the number of firms submitting data, the FCA has been able to build a clearer picture of the behaviours of firms’ and their clients. However, the regulator is stressing the importance of reporting data quality, accuracy and completeness, with a particular focus on the following issues.
- Compliance