Welcome to the culmination of our seven-part series on Building a Gold Standard Compliance Program. In Session 7, we turn our attention to the ongoing challenge of updating and maintaining your compliance program to meet new and evolving business demands.
This webcast will discuss how technology can help your firm comply with surveillance obligations across all of the communication platforms your firm uses.
This webcast will break down the various roles and levels of involvement sponsors can assume in the event one of their portfolio companies experience a breach, as well as the respective action steps they should take.
Welcome to the penultimate installment of our seven-part series on Building a Gold Standard Compliance Program. In Session 6, we turn our attention to the critical task of engaging with regulators.
This webcast will walk you through next steps to prepare for the new rules and introduce our unique end-to-end offering.
Our panelists explore what oversight of off-channel communications should look like.
Prepare for the next installment in our dynamic seven-part webcast series, "Building a Gold Standard Compliance Program." In Session 5, we delve into the art of engaging with senior leaders, an essential facet of implementing a gold standard program.
This webcast will break down the new and amended rules governing fund audits, adviser-led secondaries, and documenting the annual compliance program review.
This webcast will explore the similarities and differences of the TCFD and TNFD and how they are shaping modern strategies and considerations.
This webcast will discuss key factors you should consider as you determine whether transitioning to an ETF is the right option for your fund.