Prepare for the next installment in our dynamic seven-part webcast series, "Building a Gold Standard Compliance Program." In Session 5, we delve into the art of engaging with senior leaders, an essential facet of implementing a gold standard program.
This webcast will break down the new and amended rules governing fund audits, adviser-led secondaries, and documenting the annual compliance program review.
This webcast will explore the similarities and differences of the TCFD and TNFD and how they are shaping modern strategies and considerations.
This webcast will discuss key factors you should consider as you determine whether transitioning to an ETF is the right option for your fund.
Learn how technology can help you streamline the Best Execution review process and meet regulatory requirements.
This webcast will break down the restricted activities and limitations to preferential treatment established by the SEC's Private Fund Reform Rule.
Join us for part four of our live webcast series about creating a best-in-class compliance program.
This webcast will dig in to the new requirements for quarterly investor reporting, how it impacts firms, and provide actionable steps for compliance with these new requirements.
Join us for a virtual panel discussion with experts from Dechert, Deem Global and ACA as they examine possibilities and routes to market.
Join us for part three of our webcast series about creating a best-in-class compliance program. In this session, we focus on the implementation process and monitoring of compliance policies and procedures.