Unlocking Success: How Managed Investment Performance Services Drive Business Excellence
Join us to discover how our managed performance services have helped firms navigate diverse investment performance challenges and achieve success.
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.
The SEC gave asset managers a sweet surprise in the form of extra time to comply with SEC Rule 13f-2 and Form SHO filings.
Asset managers are turning to GP-led secondary transactions, or continuation funds, to navigate high interest rates and limited liquidity. This growing practice helps manage illiquid assets but has raised SEC concerns over conflicts of interest and investor risks.
Operational resilience is crucial for financial services firms facing rising regulatory demands, cyber threats, and stakeholder expectations. Our checklist helps you strengthen key areas.
The best way to track employees’ personal trading is by using RegTech that automatically monitors for parameters set up by the compliance team. However, this technology is not always available.
Our calendar provides key reporting deadlines and regulatory obligations for asset managers registered with the SEC, CFTC, NFA, UK FCA, ESMA, DFSA, and FSRA.
Get ready for the year ahead with our FINRA Regulatory Filings Calendar. This user-friendly resource outlines key reporting deadlines and ongoing annual regulatory obligations in a clear, easy-to-follow format.
Join us to discover how our managed performance services have helped firms navigate diverse investment performance challenges and achieve success.
Join our cybersecurity experts as they reveal findings from these unique datasets and provide the benchmarks and analysis PE sponsors need to strengthen their cybersecurity oversight practices.
Join us to learn how OCIO firms are planning to implement the CFA’s new requirements within their firms and in their marketing materials.