Welcome to the culmination of our seven-part series on Building a Gold Standard Compliance Program. In Session 7, we turn our attention to the ongoing challenge of updating and maintaining your compliance program to meet new and evolving business demands.
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Fact sheets are one of the main tools that investors reference when analyzing mutual funds, and they can be an essential marketing piece to attract and engage additional shareholders.
Understanding the complexities of foreign WHT, its implication for fund performance, and the relief available to U.S.-domiciled ETFs, is significant in remaining competitive amongst other funds.