Join us for part four of our live webcast series about creating a best-in-class compliance program.
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Every mutual fund has a board that protects the interests of its shareholders, which receives regular reporting on activities related to the fund. We break down which reports are required, and who is responsible for each.
Private Fund Reform Rule Deep Dive - Restricted Activities and Limitations to Preferential Treatment
This webcast will break down the restricted activities and limitations to preferential treatment established by the SEC's Private Fund Reform Rule.
Learn how technology can help you streamline the Best Execution review process and meet regulatory requirements.