Now that the Brexit transition period has closed, many firms globally need to consider and even adapt their business models and regulatory registration arrangements to continue operating within both the UK and the EEA. This means:
The lack of substantive rules addressing financial services in the EU-UK Trade and Cooperation Agreement creates some confusion and challenges for firms.
Our free whitepaper examines a range of scenarios for how firms with a UK- and/or EEA-based presence might structure their business in a post-Brexit world.
Our deep regulatory expertise helps clarify complex regulatory requirements. We've supported hundreds of clients through the FCA authorization process and get started through our ACA Mirabella services.
Our scalable, award-winning ComplianceAlpha regulatory technology platform integrated with our managed services helps reduce the burden of manual day-to-day tasks while improving outcomes.
Our multi-award winning ACA Mirabella services and support allows you to seamlessly continue to access the EU.
The FCA is now offering firms that signed up to the Temporary Permissions Regime a “landing slot” to apply for full authorisation. Firms that miss their slot risk losing their temporary permissions completely. Read our FAQ's to learn more about your requirements.
Following the end of the Brexit transition period, AIFMs wishing to market their funds should re-evaluate the AIFMD marketing notification requirements.
With just days to go to the end of the transition period for the UK’s departure from the EU, we’ve developed a checklist of key considerations and activities that UK investment managers need to prepare.
The FCA recently published details for reporting net short positions in relevant UK shares and sovereign debt from 1 January 2021. We examine how the on-shored regime for short selling will operate in the UK firms once the Brexit transition period ends.
A summary of key tasks for compliance teams with a European presence along with a summary of FCA’s priorities during 2021, our analysis of key regulatory developments, and an outline of longer-term trends.
Join ACA for a discussion on the UK transitional regimes, the FCA’s expectations of international firms operating in the UK, and the (FCA) authorisation process.
Join ACA for a discussion on the UK transitional regimes, the FCA’s expectations of international firms operating in the UK, and the (FCA) authorisation process.
Advisers’ concerns of off-channel communications eclipsed the Marketing Rule as the top compliance concern, according to the 2024 Investment Management Compliance Testing Survey.
ACA Honored with Marksmen/India Today Award for Most Preferred Workplace for 2024-2025
Apex Group and ACA form strategic partnership to enhance client experience. The alliance enables clients to seamlessly identify a reputable service provider that will help support and protect their business.