Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
FCA’s Dear CEO letter targets improved prudential processes
For the first time in some years, the Financial Conduct Authority (FCA) has written to asset managers’ CEOs on prudential matters. The letter includes a plea by the FCA for data that it, and the EBA, can rely upon when aggregating firms’ submissions to understand the macro picture.
- Compliance
ACA Appoints Director of Privacy to Oversee GDPR Compliance Offering
ACA announces that Alex D. Scheinman has joined the firm as a Director overseeing ACA Aponix®'s GDPR data processing reviews and data privacy.
- Privacy
- Cybersecurity
- ACA News
ACA Compliance Group Announces Completion of Transaction to Partner With Starr Investment Holdings
Starr Investment Holdings acquires controlling interest in ACA.
- ACA News
How ACA’s Form PF Solutions Can Help Lighten the Load
The U.S. Securities and Exchange Commission’s ("SEC") Form PF presents many challenges for investment advisers, particularly those that have large data sets and multiple administrators.
- Compliance
Lack of Standardization Can Lead to Increased Risk for Asset Managers
Last month I had the opportunity to moderate a panel at the PEI CFOs & COOs Forum in New York on “Performance Calculations: Does the PE Industry Need More Standardization?” The panelists were seasoned CFOs from respected private equity fund managers and exchanged engaging dialogue with over 100 attendees in the breakout discussion.
- Performance
Key Lessons Learned from Recent Cyber Incidents: Facebook, MyFitnessPal, and Panera Bread
Cyber-attacks continue to increase as new threats emerge.
- Cybersecurity