Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Performance Measurement Methods: TWR vs. IRR
Investors and portfolio managers alike grapple with the best calculation methodology to use in performance measurement.
- Performance
U.S. Tax Season Starts this Week — Here are Some Scams to be Aware of
This week is Tax Identify Theft Week in the U.S.
- Cybersecurity
What to Expect from Electronic Communications Exam Requests
SEC examinations of Registered Investment Advisers are on the rise. Here's a look at what the regulators are asking for and considerations for production.
- Compliance
5 Ways Our Vendor Management Platform Can Ease the Burden of Managing the Vendor Lifecycle
Are you tired of managing your vendors with spreadsheets? Do you have a different tab for every third party? Does the prospect of a regulatory exam make you break out into a cold sweat?
- Cybersecurity
New Prudential Framework: Impact Analysis for EU Investment Firms
The premise of the new rules will be to ensure investment firms have a prudential framework designed to be simpler and more proportionate to the operations of these types of firms. However, these changes will result in significant alteration to how investment firms measure their capital for regulatory purposes.
- Compliance
ACA's Top 10 Webcasts of 2017
ACA Compliance Group offers many webcasts throughout the year featuring discussions on timely topics and issues ranging from regulatory compliance, performance, financial crime, and cybersecurity.
- ACA News