insights banner

Insights

Our unique perspective is informed by our real-world experience, deep subject matter expertise, and extensive client network.
Subscribe for our latest insights

GRC hot topics

Compliance

Regulatory compliance insights and alerts

Cybersecurity & Risk

Cybersecurity alerts and insights

ESG

ESG alerts and insights

Performance

GIPS® standards and performance alerts and insights

RegTech

RegTech insights and alerts

SEC Marketing Rule

Insights and alerts related to the SEC's new Marketing Rule

SEC Regulatory Updates

Guidance and insights on regulatory proposals, enforcements, and risk alerts

SEC Private Fund Adviser Rule

Regulatory change is here for Private Fund Advisers

1 of
building from below with sun gleam

ACA’s Daryn Levesque Recognized as Nicsa NOVA Emerging Leader Award Recipient

Senior Principal Consultant from ACA Foreside’s ETP Distribution Operations team recognized for outstanding contribution to the development of the global asset management industry.

News
  • ACA News
geometric background

SEC Proposes New Outsourcing Regulation for Advisers

The proposed rule requires investment advisers to ensure that third-party service providers can do their job before, and periodically after, being hired.

Compliance Alert
  • Compliance
buildings and clouds from below

ACA Regulatory Update - November Edition

This month, we highlight the SEC’s crackdown on unmonitored messaging apps, their latest rule proposal addressing due diligence on service providers, and more.

Newsletter
  • SEC
  • Compliance
Lit up globe

ACA Releases Enhanced Global Managed Services Solution Amidst Economic Maelstroms

ACA Group has announced its Managed Services as a comprehensive compliance offering to firms of all sizes around the world.

Press Release
  • Compliance
  • Managed Services
  • FCA
  • SEC
  • ACA News
top down roads

Surviving the Macro-Economic Superstorm

Macroeconomic trends are coming together to create a “superstorm” making it difficult for the financial industry to find and retain talent, creating compliance risks for firms. What are the practical solutions to address these challenges?

Article
  • Managed Services
  • Compliance
  • ComplianceAlpha
  • FCA
  • SEC
top down roads

Private Markets Quarterly Update: Q3 2022

Learn more about recent regulatory developments and industry insights in our Private Markets Quarterly Newsletter.

Newsletter
  • Compliance
  • SEC
  • Private Fund
building

ACA Foreside Wins at 2022 ETF Express U.S. Services Awards

We are honored to win Best ETF Distributor, Best ETF Compliance Team for Mutual Fund to ETF conversions, and Best ETF Regulatory/Compliance Adviser at the ETF Express US Services Awards.

News
  • ACA News
highway at night from overhead

Hedge Fund Quarterly Update Q3 2022

We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.

Article
  • SEC
  • Compliance
abstract black and white looking up at building

SEC Examination Trends Report

We share our observations concerning the SEC's Division of Examinations' public priorities and our insights and practical considerations from recent exams.

Article
  • Compliance
  • SEC
waves_v2.png

Watch ACA's RegTech in Action Demo Series

Tune in to watch individual demos of our regulatory technology solutions in our RegTech in Action series.

ComplianceAlpha Update
  • ComplianceAlpha