Insights
How to Successfully Cover a Broker-Dealer
Helping asset managers select and work with an intermediary.
- Compliance
Common AML Schemes: Virtual Currencies
Money launderers may use virtual currencies to transfer funds between accounts or to facilitate illegal transactions in a way that is difficult to trace.
- AML and Financial Crime
Severe Vulnerability Discovered in LoadMaster & Multi-Tenant Hypervisor
This critical flaw could lead to serious business disruptions, including data breaches and the potential loss of control over critical infrastructure.
- Cybersecurity
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
- ACA News
- Compliance
- Private Fund
Manage Communications Compliance with Confidence
Gain essential insights to help you build and maintain an effective digital communications governance strategy that meets global regulatory standards.
- eComms Surveillance
- ComplianceAlpha
- RegTech
ACA Group Named a 2024 DataTech50 Provider
ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services
- ACA News
- RegTech
Creating Value in a Cybersecurity Portfolio Oversight Program
A programmatic approach to cybersecurity portfolio oversight not only focuses on traditional downside risk management activities, but also on value creation opportunities.
- Cybersecurity
- Cybersecurity Resources
- Portfolio Company Risk Management
The SEC Unveils New N-PORT Reporting Amendments for Registered Investment Companies
Amendments to Form N-PORT will both increase the frequency of reporting and compress the reporting schedule for funds to report detailed information about their portfolio holdings.
- Compliance
- Regulatory Deadlines
What to Know About Direct Channels for Mutual Fund Distribution
This article will discuss the advantages and disadvantages of using an intermediary channel when distributing a mutual fund.
- Distribution
Key Points From the XLoD Global Surveillance Summit New York 2024
The summit revealed that although innovation in compliance is importance, but it’s clear that many firms are still finding it challenging to keep pace.
- RegTech
- ComplianceAlpha
- eComms Surveillance