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Our unique perspective is informed by our real-world experience, deep subject matter expertise, and extensive client network.

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Insights and alerts related to the SEC's new Marketing Rule

Guidance and insights on regulatory proposals, enforcements, and risk alerts

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SEC Reopens Select Comment Periods After Tech Glitch

The SEC reopened the public comment periods for certain proposed rules due to a technological error earlier this year. We share which proposed rules were affected and should be checked for accurate comment submission.

Compliance Alert
  • SEC
  • Compliance
  • Cybersecurity
  • ESG
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Phishing as a Service (PaaS): Cybercriminals Turned Service Providers

Cybercriminals have become service providers offering Phishing as a Service (PaaS) on the dark web, with products such as one-time phishing kits or subscription offers to help others launch multiple attacks for a monthly fee.

Article
  • Cybersecurity
  • Cybersecurity Resources
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Political Backlash Might Be One of the Better Things to Happen to ESG in the U.S. Embrace it.

Support and understanding for ESG policies vary widely on the political landscape. Analyzing the range of arguments, both misleading and valuable, we break through the confusion and discuss how we can find a clear path through the uncertainty.

Article
  • ESG
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ACA Group Named Best ESG Advisory Provider for the 2022 HFM US Services Awards

We are delighted to have been named Best ESG Advisory Provider by the 2022 HFM Service Awards. The awards recognize hedge fund service providers who have demonstrated exceptional client service, innovative product development, and strong and sustainable business growth.

News
  • ESG
  • ACA News
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Regulatory Update October 2022

In our October Regulatory Update, we share unique insights and practical thought leadership on recent regulatory developments for investment advisers, private fund managers, broker-dealers, dual-registrants, and mutual funds.

Newsletter
  • SEC
  • Compliance
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The Added Value of Influencing Portfolio Companies’ ESG Practices

An increasing number of investors are actively working toward building stewardship policies seeking to achieve improvements from the companies in which they invest.

Article
  • ESG
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Simplify and Streamline Your Compliance Management with ACA’s New Quarterly C3 Solution

ACA just launched C3 Solution®: Quarterly, a new tech-enabled way to approach your annual compliance program review and ongoing compliance management tasks.

News
  • ACA News
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ACA Group Expands Electronic Communications Surveillance Capabilities in ComplianceAlpha Platform

The enhancements to ACA’s eComms surveillance technology include relationship forensics, machine learning, and an integrated archive to enable more effective internal investigations

Press Release
  • ACA News
  • eComms Surveillance
  • RegTech
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Penalizing Pirates: Hackers Push NullMixer Campaigns to Pilfer Data

A recent press release from Kaspersky warns of a malware that can steal users' personal information. We discuss how it works and our guidance for preventing an attack.

Cyber Alert
  • Cybersecurity
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SEC Issues Risk Alert for Municipal Advisors

The SEC issued a risk alert reminding municipal advisors of their regulatory obligations. We break down the primary deficiencies and weaknesses they discuss.

Compliance Alert
  • SEC
  • Compliance